2014

Compliance & Other Audits
Section UL
1056-F2 Final Close-Out Second Follow-Up Special Request Countywide Audit of Employee Cash Advances (252.5 KB)

1159A-F1 First Follow-Up AOC Special Request Review of County's Purchase of Real Property using Clerk-Recorder Fund 12D (599.9 KB)

1159B-F1 First Follow-Up Audit of AOC Special Request Review of Clerk-Recorder Fund 12D (437.4 KB)

1315-C Audit Highlight (39 KB)

1315-C Quarterly Examination of Auditor-Controller's Cash and Investment Reconciliation Compliance QE December 31, 2013 (230 KB)

1315-D Audit Highlight (39 KB)

1315-D Quarterly Examination of Auditor-Controller's Cash and Investment Reconciliation Compliance (230.2 KB)

1361 Control Self-Assessment & Process Improvement by OC Public Works (982.6 KB)

1403-A Semi-Annual Activity Report of OC Fraud Hotline (258.7 KB)

1407-1 Industry Standards/Best Practices Research for Internal Audit Reporting Models for Large U.S. Counties and Cities (2.3 MB)

Financial Audits (FAM)
Section UL
1112-F1 Final Close-Out and First Follow-Up Annual Audit of Treasurer's Investment Compliance YE Dec 31 2011 (392.4 KB)

1214-F1 Final Close-Out and First Follow-Up Required Annual Examination of Treasurer's Investment Compliance YE Dec 31 2012 (392.9 KB)

1314 Audit Highlight (50.6 KB)

1314 Required Annual Examination of the Treasurer's Investment Compliance and County Investment Policies for YE Dec 31 2013 (413.1 KB)

1316 Audit Highlight (35.8 KB)

1316 Audit of County of Orange Retiree Medical Plan - Annual Required County Contributions (808.6 KB)

1317 Audit Highlight (35.8 KB)

1317 Financial and Mandated Audit of Community Facilities Districts/Mello-Roos (870.4 KB)

1317-F1 Final Close-Out and First Follow-Up Audit of Community Facilities Districts/Mello-Roos (392.2 KB)

1318 Audit Highlight (39 KB)

1318 Financial Audit of the Orange County Managers Association Pension Enhancements (1.09 MB)

1410 Audit Highlight (187 KB)

1410 Financial Statement Audit of OC District Attorney's Workers' Compensation Insurance Fraud Program (268.5 KB)

1411 Audit Highlight (35.7 KB)

1411 Financial Statement Audit of the District Attorney's Disability and Healthcare Insurance Fraud Program (247.3 KB)

1412 Audit Highlight (35.6 KB)

1412 Financial Statement Audit of the OC District Attorney's Automobile Insurance Fraud Program (267.9 KB)

1413 Audit Highlight (35.7 KB)

1413 Financial Statement Audit of the District Attorney's Organized Automobile Fraud Activity Interdiction Program (268.9 KB)

1415-A Audit Highlight (39 KB)

1415-A Quarterly Examination of Auditor-Controller's Cash and Investment Reconciliation Compliance (230.3 KB)

1415-B Audit Highlight (39 KB)

1415-B Quarterly Examination of Auditor-Controller's Cash and Investment Reconciliation Compliance (230.5 KB)

Information Technology Audits
Section UL
1142-F2 Final Close-Out Second Follow-Up Information Technology Audit of Social Service Agency Computer General Controls (392.6 KB)

1349-G Audit Highlight (39.2 KB)

1349-G CAATS January 2014 (447.8 KB)

1349-H Audit Highlight (39.2 KB)

1349-H CAAT February 2014 (447.4 KB)

1350-A Audit Highlight (38.2 KB)

1350-A Purchasing Card Audit Using Computer-Assisted Audit Techniques (CAATs) of CEO/County Procurement Office (1.19 MB)

1350-A-F1 Final Close-Out and First Follow-Up Purchasing Card Audit Using Computer-Assisted Audit Techniques (CAATS) (393 KB)

1350-B Audit Highlight (54.8 KB)

1350-B Payroll Audit Using Computer-Assisted Audit Techniques (CAATs) of Auditor-Controller and Selected Departments (814.8 KB)

1357 Audit Highlight (38.6 KB)

1357 Audit of Auditor-Controller Access Request Application (ARA) Using Computer-Assisted Audit Techniques (CAAT) (1.38 MB)

1454 Information Technology Audit of Iron Mountain Off-Site Data Storage Services (506.1 KB)

Internal Control Audits
Section UL
1022-F2 Second Follow-up Internal Control Audit of OC Public Works Fee Generated Revenue (384.7 KB)

1122-F2 Final Close-Out Second Follow-Up Internal Control Audit of OC Community Resources Disbursement Approval Process (376.8 KB)

1134-F1 Final Close-Out and First Follow-Up Internal Control Audit of OCWR Contract Administration for La Pata Ave. Gap Closure (397 KB)

1222-F1 First Follow-Up Internal Control Audit of OC Community Resources Fee Generated Revenue (398.6 KB)

1222-F2 Final Close-Out and Second Follow-Up Internal Control Audit of OC Community Resources Fee Generated Revenue (376.3 KB)

1223-F1 First Follow Up Internal Control Audit of OC Public Works Disbursement Approval Process (Ref. 1339) (390 KB)

1224-F2 Final Close-Out Second Follow-Up Internal Control Audit of Social Services Agency Contract Payments & Fiscal Monitoring (377.3 KB)

1225-A Audit Highlight (43.5 KB)

1225-A Internal Control & Compliance Audit of OC Public Works Bid & Proposal Processes (1.01 MB)

1225-B Audit Highlight (43.8 KB)

1225-B Internal Control & Compliance Audit of OC Public Works Change Order and Contract Amendment Process (1.02 MB)

1225-C Audit Highlight (42.8 KB)

1225-C Internal Control & Compliance Audit of OC Public Works Sole Source Contracts (1.04 MB)

1225C-F1 Final Close-Out and First Follow-Up Internal Control & Compliance Audit of OC Public Works Sole Source Contracts (380.1 KB)

1323 Audit Highlight (42.2 KB)

1323 Internal Control and Compliance Audit of Probation Department Public Safety Realignment (AB109) (718 KB)

1334 Audit Highlight (37.6 KB)

1334 Internal Control Audit of OC Waste & Recycling Contract Administration for the La Pata Avenue Gap Closure (838.6 KB)

1334-F1 Final Close-Out and First Follow-Up Internal Control Audit of OC Waste & Recycling Contract Admin for the La Pata Ave (397 KB)

Revenue Generating Lease Audits (RGL)
Section UL
1134-F2 Final Close-Out Second Follow-Up Revenue Generating License Agreement Audit of John Wayne Airport Fox Rent A Car, Inc. (399.6 KB)

1342 Audit Highlight (39.7 KB)

1342 Revenue Generating Lease Audit of John Wayne Airport Signature Combs, Inc. (216.3 KB)

1343 Audit Highlight (39.7 KB)

1343 Revenue Generating License Audit of John Wayne Airport Terminal Services (211.4 KB)

1344 Audit Highlight (39.8 KB)

1344 Revenue Generating Lease Audit of Dana Point Harbor, Dana Point Fuel Dock (467.9 KB)

1345 Audit Highlight (39.6 KB)

1345 Revenue Generating Lease Audit of OC Public Works Lake Forest Golf and Practice Center (199.6 KB)

1346 Audit Highlight (39.9 KB)

1346 Revenue Generating Lease Audit of OC Parks / Peacock Hill Equestrian Center (397.8 KB)